Search Result: stake

Jun
01

Why record-keeping matters for Brokers: Dodging compliance documentation dramas

When record-keeping becomes routine, you need to protect yourself from drama and costly fines that can damage your professional reputation.

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May
27

ASX-listed Wisr launches $267 million warehouse facility

ASX-listed Wisr Limited have announce the execution of its third loan funding warehouse facility with an initial commitment of $267 million.

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Apr
23

DTCC’s Year of Execution: Insights from Frank La Salla’s Letter

In the Annual Report 2024, Frank La Salla, President, Director, and CEO of DTCC, reflects on a year marked by historic changes to market structure in the financial industry.

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Apr
15

‘No Dishonour Fees’ movement calls for business to boycott unfair consumer charges

Dishonour fees are causing unnecessary widespread distress, with little benefit to businesses or consumers, according to new research from bank payment company GoCardless.

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Apr
07

73% of fintech startups fail within 3 years due to regulatory compliance issues

Nearly three-quarters of fintech startups fail within their first three years due to preventable regulatory compliance issues.

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Apr
01

DTCC welcomes new senior leaders in financial services to its Board of Directors

The Depository Trust & Clearing Corporation (DTCC) announced that two new Board Members are Cenk Kamis of Citi and Laide Majiyagbe of BNY.

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Mar
25

The risks of waiting on compliance

It’s important for startups to establish robust security processes and earn key compliance certifications at an early stage. ‍

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Mar
19

DTCC’s NSCC to increase clearing hours to support extended trading

DTCC’s National Securities Clearing Corporation subsidiary will increase clearing hours to support extended trading with implementation targeted for Q2 2026.

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