Why record-keeping matters for Brokers: Dodging compliance documentation dramas
When record-keeping becomes routine, you need to protect yourself from drama and costly fines that can damage your professional reputation.
ASX-listed Wisr launches $267 million warehouse facility
ASX-listed Wisr Limited have announce the execution of its third loan funding warehouse facility with an initial commitment of $267 million.
DTCC’s Year of Execution: Insights from Frank La Salla’s Letter
In the Annual Report 2024, Frank La Salla, President, Director, and CEO of DTCC, reflects on a year marked by historic changes to market structure in the financial industry.
‘No Dishonour Fees’ movement calls for business to boycott unfair consumer charges
Dishonour fees are causing unnecessary widespread distress, with little benefit to businesses or consumers, according to new research from bank payment company GoCardless.
73% of fintech startups fail within 3 years due to regulatory compliance issues
Nearly three-quarters of fintech startups fail within their first three years due to preventable regulatory compliance issues.
DTCC welcomes new senior leaders in financial services to its Board of Directors
The Depository Trust & Clearing Corporation (DTCC) announced that two new Board Members are Cenk Kamis of Citi and Laide Majiyagbe of BNY.
The risks of waiting on compliance
It’s important for startups to establish robust security processes and earn key compliance certifications at an early stage.
DTCC’s NSCC to increase clearing hours to support extended trading
DTCC’s National Securities Clearing Corporation subsidiary will increase clearing hours to support extended trading with implementation targeted for Q2 2026.
